Seminar: Establishing a Compliance Management System in Government Agencies and Municipal Enterprises

Our In-House Offer for You

• What: Intensive training course on setting up a CMS in accordance with ISO 37301.
• Format: 4-hour training session (available online or as an in-house seminar).
• Intended for: Specialists and executives in compliance, legal, human resources, and internal audit, as well as mayors, department heads, and managing directors of municipal enterprises.
• Benefits for You: A field-tested roadmap for establishing a demonstrably effective CMS that limits liability within your organization.

Agenda

Using a comprehensive practical example, you will learn how to implement the key elements of the standard in your organization.

1. The Foundation: Compliance & ISO 37301

• Why Compliance Is Essential: Legal Framework, Organizational Obligations, and Liability Issues in the Public Sector.
• ISO 37301 as Your Guide: Understand the standard’s objectives, benefits, and potential liability implications.
• Navigating the Jungle of Standards: A Clear Distinction from Other Standards, Such as IDW PS 980.

2. The Blueprint: The Structure of a CMS According to ISO 37301

• The Key Elements: We break down the standard into easy-to-understand building blocks.
• Roles & Responsibilities: Define the role of compliance officers and the non-delegable responsibility of management (Tone from the Top).
• Planning & Control: Conduct risk analyses and use them to derive specific compliance objectives—in accordance with the standard.

3. Implementation: From Concept to a Functioning System

• The Pragmatic Roadmap: The First, Crucial Steps Toward Successful Implementation.
• Measure what matters: Establish methods for monitoring and analyzing effectiveness (e.g., internal audits, key performance indicators).
• When the Worst Happens: How to Properly Handle Compliance Violations and Conduct Internal Investigations in Accordance with Standards.

4. Practical Insights Through Case Studies

• Analysis of specific use cases from the municipal sector to reinforce what has been learned.

Who is this seminar designed for?

This seminar is specifically designed for key personnel who are responsible for the implementation and operation of a CMS or who will be involved in this process:

• Compliance Officers & Compliance Managers
• Mayors, Heads of Offices, and Department Heads
• Managing Directors and Board Members of Municipal Companies
• Managers and employees in the Legal, Human Resources, and Internal Audit departments
• In-House Counsel

Certificate as official proof

Each participant will receive a certificate detailing their participation and the specific training content. This serves as important proof that you have fulfilled your obligation to develop professional expertise as a member of the supervisory board.

Fair Flat Fee

We offer our high-quality in-house training courses at a transparent and fair flat rate.

• Flat fee: Between 1,150 EUR and 1,850 EUR plus VAT.
• No hidden costs: All preparatory services (initial consultations, concept development, etc.) are included in the price.
• Unlimited number of participants: Train your entire team at no additional cost.

Top Speaker

The seminars are led by attorney Dr. Tony Rostalski, a specialist in criminal law.

• Public Sector Compliance Expert
• Regularly recognized as a "Top Lawyer" in the field of white-collar crime (Handelsblatt & WirtschaftsWoche)
• Director of the Rhineland Institute for Integrity and Corruption Prevention
• Member of the Anti-Corruption Center of Excellence at the Academy of the German Civil Servants' Association
• Over 100 compliance seminars conducted, consistently receiving top ratings; among other roles, served as an instructor on compliance topics for leading continuing education providers in the public sector (including Kommunales Bildungswerk, dbb Akademie, Rheinisches Studieninstitut, and the Studieninstitute NiederrheiN, Emscher-Lippe, and Hellweg-Sauerland)